Description

Join a leading global financial institution as a Compliance Officer at the Associate to Associate Director level. You will be responsible for a broad range of compliance activities, including advisory, monitoring, testing, and regulatory liaison. This is an opportunity to build international compliance expertise while working in a dynamic and high-profile financial services environment.
Key Responsibilities

• Provide compliance advisory services, ensuring adherence to regulatory standards
• Conduct compliance monitoring and testing to identify and mitigate risks
• Liaise with regulatory authorities and handle regulatory inquiries
• Support the development and implementation of compliance frameworks and policies
• Contribute to maintaining a robust compliance culture across the organization

Required Skills and Qualifications
Experience:

• 3+ years in legal or compliance roles within financial institutions

Technical Skills:

• Strong understanding of regulatory requirements in the financial services sector

Soft Skills:

• Excellent problem-solving ability and the capacity to manage multiple tasks simultaneously

Education:

• Bachelor's degree or higher

Language Requirements

• Japanese: Native level
• English: Business level

Preferred Skills & Qualifications

• Proven ability to work effectively in international compliance environments
• Strong relationship-building skills with stakeholders and regulators

About the Company
Our client is a global financial services leader with a strong presence across Asia. The company offers a comprehensive range of services including asset management, corporate finance, capital markets, securities, and wealth management. With its extensive network and experienced financial professionals, it is committed to delivering exceptional value and innovative solutions to clients worldwide.
Why You'll Love Working Here

• Gain broad compliance experience across multiple financial sectors
• Build an international compliance perspective through cross-border work
• Work in an environment that values autonomy and proactive decision-making

Don't Miss Out - Apply Now!